Stephanie Floyd
Philadelphia,PA
Summary
Experienced internal audit professional committed to developing and executing audit test plans, identifying risks and providing insightful recommendations for process improvements. Offering nearly 6 years of expertise in the financial service settings to fulfill internal auditing duties with expertise in analyzing complex financial data, identifying discrepancies and mitigating potential risks. Willing to relocate nationwide.
Overview
7
7
years of professional experience
Work History
Assistant Vice President; Audit Supervisor
Bank of America
01.2024 - Current
- Developed audit procedures to test internal control systems and review transactions for accuracy and completeness.
- Provided guidance to auditors regarding technical issues encountered during the course of their work.
- Prepare written reports summarizing audit findings with recommendations and present to senior management.
- Conducted interviews with management personnel to obtain an understanding of business processes.
- Co-lead audits to evaluate the effectiveness of internal controls over financial reporting activities.
Assistant Vice President; Senior Auditor
Bank of America
08.2020 - 12.2023
- Areas of Review include: Corporate Treasury, Hedge Accounting, Environmental Social & Governance, and Global Reconciliation Governance.
- Managed test plan creation, scoping audits, and building strong business partner relationships to demonstrate effective project management skills in audit review process per standards in place.
- Assessed and escalated findings to Finance and Audit Senior Management, impacting business processes, controls, and strategies.
- Performed SOX control compliance testing by conducting a detailed analysis of financial statements from previous and current years, ensuring the accuracy and reliability of financial reporting.
- Mentored junior audit members and provided formal feedback throughout testing and documentation audit process.
Officer; Auditor (Corporate Audit Analyst Program)
Bank of America
07.2018 - 08.2020
- Areas of review include: Global Electronic Trading, Equity Capital Markets, US Equity Prime Brokerage, Government Sponsored Enterprise, Paycheck Protection Program (PPP).
- Assessed internal control design and effectiveness through walk-throughs, test program creation, and audit findings analysis.
- Utilized analytical tools to perform data analytic tasks such as identified themes, concentration of data & trends.
- Provided senior management with real time views of control environments through the use of automated testing and analytics to drive a more effective coverage of controls.
Digital Business Services & Premium Engagement
SAP America, Inc
07.2017 - 05.2018
- Analyzed financial data and client account balances for monthly and quarterly management reporting.
- Supported planning and budgeting processes for business and financial Key Performance Indicators.
- Independently developed monthly financial expense reports clients incurred for Premium Engagement services.
Education
MBA - Finance
Wilmington University
New Castle, DE05-2022
Bachelor of Science - Finance
University of Delaware
Newark, DE05-2018
Skills
- Policy compliance
- Project Management
- Operations Management
- Risk Management
Accomplishments
- Highly knowledgeable of FRB, FTC, DO and OCC banking regulations as well as GAAP principles
- Proficient in SQL programming language (Quest Software-Toad)- Audit SQL Certification
- Proficient in Alteryx data analytics tool
Affiliations
- Latin American Community Center of Delaware (LACC)
Annual Adopt-a-Family program (2019,2021,2022,2023)
- Food Bank of Pennsylvania
Annual Thanksgiving Food Drive
Timeline
Assistant Vice President; Audit Supervisor
Bank of America
01.2024 - Current
Assistant Vice President; Senior Auditor
Bank of America
08.2020 - 12.2023
Officer; Auditor (Corporate Audit Analyst Program)
Bank of America
07.2018 - 08.2020
Digital Business Services & Premium Engagement
SAP America, Inc
07.2017 - 05.2018
MBA - Finance
Wilmington University
Bachelor of Science - Finance
University of Delaware