Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic

Stephen Mast

Compliance Program Specialist
Philadelphia,PA

Summary

Driven compliance specialist with a proven track record, adept in Compliance Risk Management and Critical Thinking. Excelled in identifying and mitigating risks, enhancing internal controls, and leading team efforts in process improvement. Demonstrated exceptional problem-solving abilities and conflict resolution skills, contributing significantly to the risk management program's success.

Overview

17
17
years of professional experience
2
2
Certifications

Work History

Compliance Program Specialist

PNC Bank
08.2013 - Current

Participated in the execution of the risk management program by identifying risk, assessing the impacts, and making recommendations for resolution. Ensured adherence to Policies & Procedures, specifically Conflicts of Interest, and escalated any potential issues to Management. Provided risk expertise to lines of business while assisting other business partners (e.g., Compliance, Legal, Audit). Performed the role of Secretary for two oversight Committees.

Work Leader

PNC Bank
05.2007 - 08.2013

Led team members within the Fee Group of AMG Operations, supporting any daily workflow and training needs. Assisted management with project support, audit/compliance inquiries and monthly reporting.

Education

Bachelor of Science - Finance

Wilmington University
New Castle, DE
05.2001 -

Skills

Problem Solving

Certification

Certified Fraud Examiner

Timeline

Certified Anti-Money Laundering Specialist

04-2023

Certified Fraud Examiner

12-2018

Compliance Program Specialist

PNC Bank
08.2013 - Current

Work Leader

PNC Bank
05.2007 - 08.2013

Bachelor of Science - Finance

Wilmington University
05.2001 -
Stephen MastCompliance Program Specialist