Driven compliance specialist with a proven track record, adept in Compliance Risk Management and Critical Thinking. Excelled in identifying and mitigating risks, enhancing internal controls, and leading team efforts in process improvement. Demonstrated exceptional problem-solving abilities and conflict resolution skills, contributing significantly to the risk management program's success.
Participated in the execution of the risk management program by identifying risk, assessing the impacts, and making recommendations for resolution. Ensured adherence to Policies & Procedures, specifically Conflicts of Interest, and escalated any potential issues to Management. Provided risk expertise to lines of business while assisting other business partners (e.g., Compliance, Legal, Audit). Performed the role of Secretary for two oversight Committees.
Led team members within the Fee Group of AMG Operations, supporting any daily workflow and training needs. Assisted management with project support, audit/compliance inquiries and monthly reporting.
Problem Solving
Certified Fraud Examiner
Certified Anti-Money Laundering Specialist
Certified Fraud Examiner