Tiffany Krumma
Huntington,IN
Summary
Organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals.
Overview
10
10
years of professional experience
Work History
Compliance Specialist
American Specialty Insurance & Risk Services, Inc.
01.2014 - Current
- Implemented robust record-keeping systems that ensured accurate documentation was maintained according to regulatory requirements at all times.
- Served as a point of contact for employees seeking guidance on compliance matters, instilling confidence in the organization''s commitment to regulatory adherence.
- Assisted in the preparation of regular reports for senior management, detailing compliance activities and progress towards established goals.
- Reduced instances of non-compliance through meticulous monitoring of internal controls and periodic audits.
- Assisted in the preparation of regulatory submissions, ensuring timely submission and approval of essential documents.
- Maintained and archived regulatory paperwork.
- Performed and documented quality control checks to maintain compliance with company initiatives.
- Prioritized project-related tasks to efficiently complete essential tasks.
- Prepared and submitted regulatory file applications and supporting documentation.
- Developed or tracked quality metrics.
- Improved product quality by conducting thorough inspections and identifying defects in a timely manner.
- Identified and documented quality discrepancies for management to develop resolutions.
- Maintained accurate records of inspection findings, facilitating data-driven decision-making for process improvements.
- Reviewed completed proposals for accuracy, clarity, and compliance with customer requirements.
- Boosted proposal quality, providing constructive feedback during internal peer reviews of draft submissions.
- Reviewed Broker Agreements and supporting documentation to ensure compliance with company policies and industry regulations.
- Evaluated/Maintained Broker accounts for their capacity to meet compliance requirements, mitigating potential supply chain risks.
- Managed file archival and information retrievals.
Education
High School Diploma -
Huntington North High School
Huntington, IN05.1988
Skills
- Compliance knowledge
- Compliance Monitoring
- Internal Auditing
- Compliance Oversight
- Regulatory knowledge
- Information Security
- Auditing processes
- Ethics management
- Information Gathering
- Investigation techniques
Timeline
Compliance Specialist
American Specialty Insurance & Risk Services, Inc.
01.2014 - Current
High School Diploma -
Huntington North High School
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