Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic

Alton Wickman

Little Silver,NJ

Summary

Multi-talented Senior Executive knowledgeable about sales, operations and personnel management. Successful at stepping into diverse positions and making immediate positive contributions. Focused on optimizing operations and motivating employees while establishing market dominance.

Overview

41
41
years of professional experience
1
1
Certification

Work History

Senior Vice President

Vining Sparks
2009.06 - 2021.04

Hired and managed a sales force for a middle market fixed income business

  • Established a culture of continuous improvement, leading by example to drive operational excellence across the organization.

Executive Vice President

FTN Equity Capital Markets
2008.02 - 2009.06

Managed a sales force and equity research for a middle market equity capital markets business. Responsibilities included hiring sales and research professionals and developing strategies for research distribution.

Executive Vice President

FTN Capital Markets
2005.01 - 2009.06

Worked with the CEO to develop and implement distribution of credit based products suitable for middle market financial institutions; developed key strategic relationships with leading financial institutions that could provide additional products for the FTN salesforce.

Managing Director

Goldman Sachs & Co
1980.08 - 2005.06

Various assignments over my career including : Developing strategy for integration or divestment of Spear Leads Kellogg after acquisition; Managing Director and head of FICC distribution for Asia while living in Tokyo; Managing Director head of Global Futures and Options business: Managing Director head of MBS, ABS and CMBS products and sales; VP fixed income sales

Education

MBA - Business Administration And Finance

Brigham Young University
Provo, UT
06.1977

Bachelor of Science - Biology

University of Southern California
Los Angeles, CA
07.1974

Skills

  • Strategic leadership
  • Policies and Procedures
  • Operational Excellence
  • Financial product expertise
  • Business Development

Certification

Series 7 license current with FinPro that can be activated by member firm

Timeline

Senior Vice President

Vining Sparks
2009.06 - 2021.04

Executive Vice President

FTN Equity Capital Markets
2008.02 - 2009.06

Executive Vice President

FTN Capital Markets
2005.01 - 2009.06

Managing Director

Goldman Sachs & Co
1980.08 - 2005.06

MBA - Business Administration And Finance

Brigham Young University

Bachelor of Science - Biology

University of Southern California

Series 7 license current with FinPro that can be activated by member firm

Alton Wickman