Hi, I’m
Alyssa Bencivenga
Ridgecrest,CA
Summary
Dynamic Sr. Fraud Analyst at LPL Financial with expertise in transaction monitoring and fraud prevention. Proven track record in conducting deep investigations and enhancing AML compliance. Adept at analyzing data to identify trends, fostering collaboration across teams, and training new hires to uphold high standards of operational excellence.
Overview
18
years of professional experience
1
Certification
Work History
LPL Financial
Sr. Fraud Analyst
01.2018 - Current
Job overview
- Analyzed large amounts of data to find patterns of fraud and anomalies.
- Reviewed reports and individual transactions which appeared suspicious to uncover possible fraudulent activity.
- Skilled at deep dive investigations and report write-up referrals working with Legal and Financial Crimes team.
- Strong understanding of compliance regulations and anti-money laundering (AML) practices to safeguard company assets.
- Training and coaching all new hires on department procedures and best practices.
- Expert at comprehensive case reporting involving all management and organization levels.
- Managed sensitive and confidential cases involving internal employees and advisors.
- Tracked fraud cases and monitored trends to develop strategies for prevention.
- Performed risk assessments to determine level of fraud risk and prioritize investigations.
- Handled all types of reclaims on fraud losses from start to resolution
LPL Financial
Stock Plan Administrator
01.2016 - 01.2018
Job overview
- Stock Plan Administrator with over two years of experience in managing employee stock ownership plans and equity compensation programs.
- Proven ability to streamline processes, enhance compliance, and optimize reporting for stock option grants and exercises.
- Skilled in working collaboratively with cross-functional teams to align stock plan policies with corporate strategies.
- Strong understanding of securities laws and tax implications related to stock plans, ensuring adherence to regulations.
- Expert in using financial software and tools to facilitate accurate record-keeping and participant communications
- Managed all SEC related filings for the firm.
LPL Financial
Marketing Compliance Specialist
01.2013 - 01.2016
Job overview
- Conducted social media surveillance on advisor profiles to ensure proper compliance standards
- Managed all firm FINRA filing on marketing materials and communications
- Handled user profiles for the submission software
- Answered general inquiries regarding our compliance policies via email and telephone
- Managed all vendor relationships to ensure proper monitoring was being conducted
LPL Financial
Life Insurance Specialist
01.2008 - 01.2013
Job overview
- Attended continuing education courses and workshops to gain additional insurance industry knowledge.
- Maintained high standards of customer service by building relationships with clients.
- Retained up-to-date industry knowledge for accurate, well-informed customer interactions.
- Obtained existing insurance data and personal information to develop insurance quotes.
- Administered the application and policy issue stage from start to finish during the life insurance application process
- Proficient in managing policy administration processes, enhancing operational efficiency and accuracy.
- Proven track record of streamlining operational workflows to enhance efficiency and customer satisfaction.
- Skilled in analyzing data to identify trends and implement strategies that improve underwriting processes.
- Strong knowledge of regulatory compliance and the ability to navigate complex insurance legislation seamlessly.
Skills
- Transaction monitoring
- Fraud prevention
- Fraud research
- Investigative techniques
- Banking operations
- AML compliance
- Transaction review
- Procedure review
- Fraud and anomaly analysis
Certification
Passed Securities Industry Essentials Exam
Timeline
Sr. Fraud Analyst
LPL Financial
01.2018 - Current
Stock Plan Administrator
LPL Financial
01.2016 - 01.2018
Marketing Compliance Specialist
LPL Financial
01.2013 - 01.2016
Life Insurance Specialist
LPL Financial
01.2008 - 01.2013