Angela McElmurry
Fort Lauderdale,FL
Summary
Experienced financial services administrative professional looking for an opportunity to come out of retirement and utilize my broad market experience and skill set for a well respected financial institution.
Overview
19
19
years of professional experience
Work History
Senior Registered Client Associate
Bank Of America Corporation
06.2015 - 02.2018
- Provided dedicated operational and sales support to multiple Financial Advisors in a fast-paced environment, assisting in all areas of practice including business management, development, planning, relationship management, service and administration.
- Serve as primary client contact consistently building relationships to truly understand needs and analyze product/service growth opportunities that ensure profitability of portfolio; documenting all interactions.
- Process all client requests including unsolicited trades, asset allocation changes, account transfers, funds transfers, retirement account distributions/contributions, beneficiary designations, performance and research reports, cost-basis issues, and all account maintenance while following sound risk management protocols and adhering to regulatory requirements.
- Monitor all account alerts including restrictions, violations, collateral/maintenance/margin calls, deposits, check declines, suspicious activity while managing all deadlines.
- Open and managed numerous account types including retail, retirement, annuities, business, custodian, trusts, deceased, confidential accounts, structured loans, collateralized loans and mortgage refinances; preparing and collecting all required legal documentation.
- Coordinate client meetings, reviews, conference calls, business trips and client seminars, acquiring appropriate compliance approvals when applicable.
Senior Registered Client Associate
Wells Fargo Advisors
10.2013 - 06.2015
- Work duties mirror the details of the above work position held at Bank of America Merrill Lynch.
Implementation Coordinator
Oxford Financial Group
03.2012 - 10.2013
- Reviewed and deployed trades to execute complex financial plans.
- Opened and maintained accounts for ultra high net worth clients at the direction of the Client Service Managers.
- Facilitated asset movement including account transfers from contrafirms and other financial institutions.
Business Owner
CAM Investments
03.2004 - 03.2012
- Mitigated risks by developing comprehensive contingency plans for various potential scenarios.
- Reduced operational risks while organizing data to forecast performance trends.
- Put together realistic budgets based upon costs and fees for successfully operating business.
Registered Representative II
Charles Schwab
05.1999 - 04.2004
- Executed timely trades on behalf of clients, helping them capitalize on market fluctuations and maximize returns on investments.
- Improved client satisfaction by providing exceptional customer service and addressing individual financial needs.
Skills
- Previously held Finra series 7, 63, 65, 66 Currently inactive
- Able to successfully pass any Finra licensing exam required for employment
Timeline
Senior Registered Client Associate
Bank Of America Corporation
06.2015 - 02.2018
Senior Registered Client Associate
Wells Fargo Advisors
10.2013 - 06.2015
Implementation Coordinator
Oxford Financial Group
03.2012 - 10.2013
Business Owner
CAM Investments
03.2004 - 03.2012
Registered Representative II
Charles Schwab
05.1999 - 04.2004