Collaborated with sales and marketing departments and other business units to address indications of improper sales practices and market conduct violations.
Prepared detailed reports on investigative findings, presenting recommendations for corrective action to senior leadership.
Conducted thorough reviews and assessments of investment activities, identifying and mitigating potential risks to safeguard client assets and maintain regulatory adherence.
Enhanced regulatory compliance by developing and implementing comprehensive policies and procedures.
Led root cause analyses following identified instances of non-compliance, devising effective remediation plans that prevented recurrence while minimizing disruption to normal business operations.
Worked closely with legal counsel on matters involving potential litigation or regulatory action stemming from non-compliance incidents, helping to minimize associated costs and reputational damage.
Delivered comprehensive training to staff on compliance protocols and regulatory changes, fostering a culture of adherence and vigilance within the organization.
Legal Assistant
Osborne Barnhill & Barfuss
01.2021 - 04.2022
Experienced Legal Assistant and Public Notary with knowledge required to effectively assist in a legal environment
Produced legal documents, contract agreements, memorandums of law and affidavits with a combined knowledge of court filings, legal procedures, administrative and clerical work
Assisted attorneys with drafting, filing legal documents, investigating, acting as a client contact, and tracking deadlines
Executed effective legal research in federal and state arenas
Formatted and drafted summons, motions, notices, complaints, notice of depositions, etc.
Marketing Intern
Carbon 6 Rings
11.2020 - 08.2021
Creative and motivated marketing intern building knowledge and experience in implementing new marketing plans and campaigns
Developing original digital content for media platforms, and developing research
Conducting market research and analyze current trends
Support the Chief Marketing Officer with any tasks assigned
Planning and organizing a new branding for the company.
Congressional Intern
The Office of Congressman John Curtis
08.2020 - 12.2020
Highly organized and disciplined congressional intern with the ability to multitask on multiple projects while staying focused and adhering to strict deadlines
Providing daily support to the Congressman and national internship supervisor
Drafted correspondence to constituents, answered phones and listened to concerns of constituents, worked closely with the communications director, entered legislative concerns into federal computer program.
Developed strong professional writing abilities through composing press releases and website updates.
Contributed to the development of social media content, increasing engagement with constituents on various platforms.
Legislative Intern
Utah Policy Advocates
01.2020 - 03.2020
Resourceful, and adaptable legislative intern with the ability to communicate effectively with management and instructors
Tracked legislation, drafted bill summaries, and met with clients and legislators
Provided light writing and editorial support for effective communication between my supervisor and clients.
Outreach Assistant
The Leukemia & Lymphoma Society
01.2018 - 11.2019
Motivated team player with the ability to adapt and learn quickly
Promoted service projects to schools such as Pennies for Patients, Collect for Cures, and Be the Change
Identified and developed service projects for students from kindergarten through 12th grade
Responded to customer requests and met with principals to ensure fundraising deadlines are met.