CHANDA DISMUKES
Summary
Seeking a professional career at reputable company where I can utilize my financial knowledge, paralegal education, and leadership skills. I am an organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals.
Overview
16
16
years of professional experience
1
1
Certification
Work History
Senior Financial Securities Specialist
Wells Fargo Advisors
12.2021 - 12.2023
- Provided financial services to internal and external customers
- Monitored and analyzed data to identify potential issues and risks
- Utilized analytical skills to access risks and mitigate losses
- Ensured compliance with the Securities and Exchange Commissions and other industry regulations
- Maintained accurate records & documentations
- Wired assets to different financial institutes and third parties.
Advanced Claim Analyst
Centene Corp
05.2018 - 05.2021
- Processed pended medical claims, verifying and updating information on submitted claims and reviewed work processes to determine reimbursement eligibility
- Ensured payments and/or denials are made in accordance with company practices and procedures.
- Recommended process improvements to continually identify, analyze and fix constraints and challenges.
- Identified trends and patterns in large datasets, leading to actionable insights for business growth.
Legal Compliance Specialist
Wells Fargo Advisors
05.2012 - 01.2016
- Achieved optimal compliance with regulatory requirements by conducting thorough legal research and analysis.
- Streamlined company policies by developing and implementing comprehensive compliance programs.
- Reduced legal risk exposure through proactive identification of potential compliance issues and efficient problemsolving.
- Supported cross-functional teams in adhering to industry-specific regulations, ensuring smooth business operations.
- Researched and identified inaccurate documents and resolved complex problems utilizing departmental and other resources.
Securities Operations Service Specialist
Wells Fargo Advisors
01.2008 - 05.2012
- Processed physical securities by ensuring all legal documents are available such as Death Certificates, Wills, Trust Agreements, Affidavits, Tax waivers, UTMA's, Guardianships and Power of Attorneys
- Took accountability for entire process from receipt of work to resolution and closure
- Provided operational support to operations departments ensuring that documents are being managed within the policy requirements
- Analyzed and reviewed documents for accuracy, traced and investigate resolved questionable data and apply corrective actions when necessary
- Researched and resolved moderate complex problems utilizing various resources
- Efficiently managed multiple priorities while maintaining strong attention-to-detail skills necessary for accurate processing.
- Responsible for internal research, adjustment requests and completing daily reports
- Assisted and provided guidance to team members with reconciliation of Complex problems
- Enhanced client satisfaction by efficiently resolving trade discrepancies and settlement issues.
Education
Associates of Science - Paralegal Studies
Patricia Stevens College
St. Louis, MO01.1999
General Studies -
Southern Illinois University
Carbondale, IL01.1993
Skills
- Quality Assurance
- Customer Relations
- Image Access
- 8 years interpreting and implementing ( FINRA/NYSE rules and BETA)
- OFAC Knowledge
- Customer service
- Analytical Thinking
- MS Office
- Share Point
- Communication Skills
- Detail and oriented
Certification
- Brokerage Firm Operations Certificate (2001)
- 15 years of Service Certificate (2012)
- Received 4 Promotions (1999, 2005, 2008 & 2012)
Timeline
Senior Financial Securities Specialist
Wells Fargo Advisors
12.2021 - 12.2023
Advanced Claim Analyst
Centene Corp
05.2018 - 05.2021
Legal Compliance Specialist
Wells Fargo Advisors
05.2012 - 01.2016
Securities Operations Service Specialist
Wells Fargo Advisors
01.2008 - 05.2012
Associates of Science - Paralegal Studies
Patricia Stevens College
General Studies -
Southern Illinois University
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