David Alexander Morris, CFP®
Chicago,IL
Summary
Investment professional with a CFP® and CFA Level III Candidate (results expected April 22, 2025), transitioning from wealth advisory to portfolio management. Experienced in financial planning, investment strategy, and tax-efficient wealth management. Skilled in asset allocation, risk assessment, and market research, with a deep understanding of portfolio construction and capital markets. Adept at analyzing investment opportunities, optimizing portfolios, and communicating complex financial concepts to clients and stakeholders. Seeking to leverage analytical expertise and client-facing experience to contribute to a dynamic investment team.
Overview
11
11
years of professional experience
Work History
Wealth Advisor
The Mather Group
01.2021 - Current
- Conduct in-depth client meetings to assess financial goals, risk tolerance, and investment preferences, leading to tailored portfolio recommendations.
- Develop and present comprehensive financial plans, incorporating tax-efficient strategies, retirement planning, and investment solutions to optimize client outcomes.
- Analyze market trends and model portfolio allocations to align investment strategies with client objectives and risk profiles.
- Collaborate with internal investment teams to ensure recommended portfolio allocations align with firm models and macroeconomic conditions.
- Communicate complex investment concepts to clients, strengthening their understanding of asset allocation, portfolio diversification, and risk mitigation.
- Stay up to date with market research and economic indicators to guide investment recommendations and improve portfolio positioning.
Accounting and Finance Intern
North Highland Management Consulting
05.2017 - 08.2018
- Managed intercompany bookkeeping between North Highland and affiliate Cordence Worldwide using QuickBooks, reconciling transactions and maintaining accurate financial records.
- Gained exposure to financial reporting, budgeting, and corporate accounting processes, strengthening analytical and problem-solving skills.
- Assisted in the implementation of Workday, ensuring seamless integration of financial processes and data migration.
- Audited and processed employee expense reports, ensuring compliance with company policies and financial accuracy.
Accounting Intern
Guardian Pharmacy LLC
01.2014 - 08.2016
- Performed general ledger functions, including accounts receivable, accounts payable, cash management, and fixed assets, ensuring accurate financial reporting.
- Worked with complex spreadsheets and databases, utilizing Great Plains and other specialized accounting software for data analysis and reconciliation.
- Developed strong analytical and problem-solving skills by reconciling accounts and identifying discrepancies in financial records
Education
Bachelor of Business Administration - Finance
The University of Georgia
Athens, GA05.2020
Skills
- Investment Management: Asset allocation, portfolio construction, risk assessment, investment strategy development
- Financial Analysis: Equity & fixed income analysis, market research, performance evaluation, financial modeling
- Tax & Estate Planning: Tax-efficient investment strategies, retirement planning, wealth transfer strategies
- Regulatory Knowledge: SEC & FINRA regulations, fiduciary standards, investment policy statement (IPS) creation
- Client Communication: Investment recommendations, risk profiling, financial plan presentations
Accomplishments
- CFA Level III Candidate – Results expected April 22, 2025
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Series 65 License – Registered Investment Adviser Representative
- Volunteer, 3rd Decade – Provide pro bono investment and tax advice to low-income families
- Ultramarathon Participant – Southern Fried 50/50 (2023), Keys 100 (2024)
- National Merit Scholar Finalist
Computer Literacy
- Excel: Advanced proficiency, including financial modeling, data analysis, pivot tables, VLOOKUP, and macros
- Programming: Experience with Java and Python from university computer science coursework, including data structures and algorithm development
- Financial & Accounting Software: Familiar with Bloomberg Terminal, Orion, Morningstar Direct, eMoney, and MoneyGuidePro
Timeline
Wealth Advisor
The Mather Group
01.2021 - Current
Accounting and Finance Intern
North Highland Management Consulting
05.2017 - 08.2018
Accounting Intern
Guardian Pharmacy LLC
01.2014 - 08.2016
Bachelor of Business Administration - Finance
The University of Georgia
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