Eduardo Lico
Dallas
Summary
Dynamic and results-driven banking professional with over 7 years of progressive experience in financial services, including 1+ year as a Licensed Banker, 2+ years as a BSA/AML Analyst, and 5 years as a Senior Banker. Proven expertise in regulatory compliance, risk management, customer relationship development, and team leadership. Adept at driving operational efficiency, ensuring adherence to anti-money laundering regulations, and delivering exceptional client service. Demonstrates strong analytical skills, a deep understanding of banking products, and a commitment to ethical standards and financial integrity. Ready to lead teams, optimize branch performance, and foster a culture of excellence in a managerial capacity.
Overview
8
8
years of professional experience
1
1
Certification
Work History
BSA/AML Analyst I
Dallas Bank
08.2023 - Current
- Leads BSA/AML investigations, transaction monitoring, and SAR filings, proactively identifying and mitigating financial crime risks.
- Executes comprehensive risk assessments, CDD/EDD reviews, and high-risk account analysis to safeguard the institution against illicit activity.
- Drives regulatory compliance through expert OFAC screening, audit readiness, and staff training, while collaborating with law enforcement on complex cases
Broker Dealer Representative II
Fidelity Investments
11.2022 - 08.2023
- Developed and maintained strong client relationships by providing personalized financial advice, resolving issues efficiently, and ensuring client satisfaction through proactive account management.
- Identified and capitalized on opportunities to enhance client portfolios, recommending suitable investment products and services to meet financial goals and achieve sales targets.
- Conducted in-depth financial reviews and planning sessions with clients, staying informed on market trends and product updates to deliver relevant and timely advice.
Senior Relationship Banker/Bank officer
Truist Financial Services
07.2017 - 11.2022
- Identified and pursued new business opportunities, achieving sales targets through effective cross-selling and up-selling of banking products such as loans and investments.
- Conducted financial reviews and planning sessions with clients, staying updated on market trends to offer informed advice, and educating clients on digital banking tools.
- Ensured compliance with regulatory requirements, conducted due diligence for accurate documentation, mitigated potential risks, and represented the bank in community events to generate business leads.
Education
Associate of Science -
Richland College
Dallas, TXSkills
- Communication
- Adaptability
- Leadership
- Teamwork and collaboration
- Time management
- Ethical conduct
- Tech proficiency
- Reliability
- Data Analysis
- Banking Operations
- Financial Advising
- Industry Knowledge
- BSA/AML
- EDD/KYC
- Proficient in Microsoft utilities
- GAAP experience
- SAFE
- Regulatory compliance
- Effective communication
- Banking operations
- Financial crime investigation
Certification
- SIE
- Series 7
- Series 63
- NMLS: 2240512
- Notary
- Life, Health, and Annuity Insurance
- Spanish
Timeline
BSA/AML Analyst I
Dallas Bank
08.2023 - Current
Broker Dealer Representative II
Fidelity Investments
11.2022 - 08.2023
Senior Relationship Banker/Bank officer
Truist Financial Services
07.2017 - 11.2022
Associate of Science -
Richland College
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