Gisella Veliz
Roselle
Summary
Detail-oriented Compliance Specialist with expertise in compliance monitoring, documentation review, and corrective actions. Proven ability to lead audits and implement effective record-keeping systems to enhance operational efficiency.
Overview
26
26
years of professional experience
Work History
Compliance Specialist
Awins Insurance Brokerage LLC
Edison, NJ
06.2005 - Current
- Ensured compliance with federal and state regulations through meticulous policy review and risk assessment.
- Developed training materials to enhance staff understanding of compliance protocols and best practices.
- Led audits to verify adherence to regulatory standards, resulting in improved operational efficiency.
- Analyzed compliance data to identify trends and recommend strategic improvements for risk mitigation.
- Daily process policies/endorsement to State.
- Reconciliation on a quarterly basis of taxes and fees
- Submit payment request to Accounting.
- Implemented robust record-keeping systems that ensured accurate documentation was maintained according to regulatory requirements at all times.
- Assisted in the preparation of regular reports for senior management, detailing compliance activities and progress towards established goals.
Administrative Assistant
Trust Company Bank
Jersey City, NJ
09.2000 - 04.2004
- Coordinated scheduling for executive meetings and maintained calendar organization.
- Streamlined office procedures, improving efficiency in document handling and filing systems.
- Answered multi-line phone system, routing calls, delivering messages to staff and greeting visitors.
- Maintained confidentiality of sensitive information by adhering to strict privacy policies and implementing secure filing systems.
- Optimized calendar management for executives by scheduling appointments strategically while considering priorities and minimizing conflicts.
Education
Computerized Accounting -
Middlesex County College
Edison, NJSkills
- Bilingual (Spanish/English)
- Compliance monitoring
- Reporting skills
- Documentation review
- Corrective actions
- Due diligence
Timeline
Compliance Specialist
Awins Insurance Brokerage LLC
06.2005 - Current
Administrative Assistant
Trust Company Bank
09.2000 - 04.2004
Computerized Accounting -
Middlesex County College