MARY M. MULLOY
Overland Park,United States
Summary
Dedicated legal professional with significant expertise in conducting interviews and risk assessments, drafting and reviewing contracts, analyzing legal and related factual matters and conducting legal research and writing. Deep experience as insurance regulatory counsel and corporate compliance and ethics professional. Noted for providing pragmatic legal advice in combination with possessing superior verbal and written communication skills. Proven success in building trust with clients. Hardworking and dedicated to client advocacy.
Overview
17
17
years of professional experience
1
1
Certification
Work History
Attorney
Compliance And Ethics Solutions
Overland Park , KS
03.2015 - Current
- Conduct legal and other research and confer with clients to create or upgrade existing corporate governance documents.
- Work with client's management and staff to develop policies and procedures for compliance purposes.
- Provide careful advice to minimize client's risk exposure.
- Administer compliance audits to verify data involving client legal and regulatory risks and liabilities.
Staff Attorney
Kansas Legal Services (KLS)
Kansas City, KS
04.2016 - 12.2020
- Served as Project Attorney in medical legal partnership between KLS and local children's hospital.
- Provided legal advice to over 20 parents, grandparents and legal guardians of patients per month.
- Conducted legal research and conferred with colleagues with subject matter expertise to develop strategies and arguments for court hearings.
- Attended more than 60 hearings to represent clients in guardianship and housing cases.
- Tracked and researched developing precedent and legislation in consumer, housing and special education law to maintain expertise and offer best advise to clients.
Compliance Officer
Grantham University
Lenexa, KS
08.2012 - 03.2015
- Identified potential areas of compliance vulnerability and risk to develop and implement corrective action plans.
- Wrote and presented reports outlining findings and recommendations from three compliance audits.
- Improved company policies and standards to outline ethical, safe and efficient procedures.
- Created over 40 policies and procedures, and compliance hotline, to encourage reporting of suspected fraud and other improprieties without fear of retaliation.
Compliance Officer
Prudential Financial
Newark, NJ
05.2009 - 01.2012
- Liaised with risk management, internal audit and employee services departments to direct compliance issues to appropriate channels for five different investigations.
- Managed practical action plans to respond to audit discoveries and compliance violations.
- Oversaw and monitored violation tracking system for accuracy, which reduced misrepresentation issues by more than 40%.
- Managed 7-person compliance team to address compliance program quality and provide operational support to management of international life insurance operations.
Education
J.D. - Law
University of Missouri - Kansas City
Kansas City, MOMaster of Science - Urban Affairs
University of Wisconsin - Milwaukee
Milwaukee, WIBachelor of Arts - History
University of Kansas
Lawrence, KSSkills
- Contract Review and Negotiation
- Policy and Procedure Development
- Critical and Creative Thinking
- Legal Interpretation and Adaptation
- Legal Research and Review
- Building Trust and Relationships
- Insurance Laws and Regulation Knowledge
- Licensed in Kansas and Missouri
- Excellent Writing Ability
Certification
- Certified Compliance and Ethics Professional
- Associate, Insurance Regulatory Compliance
Timeline
Staff Attorney
Kansas Legal Services (KLS)
04.2016 - 12.2020
Attorney
Compliance And Ethics Solutions
03.2015 - Current
Compliance Officer
Grantham University
08.2012 - 03.2015
Compliance Officer
Prudential Financial
05.2009 - 01.2012
J.D. - Law
University of Missouri - Kansas City
Master of Science - Urban Affairs
University of Wisconsin - Milwaukee
Bachelor of Arts - History
University of Kansas
- Certified Compliance and Ethics Professional
- Associate, Insurance Regulatory Compliance
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