Ndidi Nwachukwu
Missouri City,TX
Summary
Professional with strong background in financial compliance and investigative analysis. Proven track record in identifying and mitigating risks, ensuring regulatory adherence, and supporting anti-money laundering initiatives. Strong collaborator, adaptable to changing needs, and focused on achieving results. Skilled in data analysis, risk assessment, and regulatory reporting.
Overview
5
5
years of professional experience
Work History
AML Compliance Investigator
TDCJ
08.2023 - Current
- Provided guidance to junior investigators on complex cases, sharing knowledge and expertise while promoting professional growth among team members.
- Participated in the design and execution of AML audits, ensuring that internal controls were robust and compliant with regulatory requirements.
- Performed periodic reviews of existing customer profiles, ensuring accuracy and completeness of data for ongoing risk assessment purposes.
- Evaluated effectiveness of implemented AML measures continuously, identifying areas for improvement and implementing changes as needed.
- Supported management in responding to regulatory inquiries by providing well-documented evidence of compliance efforts and investigative results.
- Fostered a culture of compliance within the organization through regular communication regarding AML updates, initiatives, and successes.
AML/KYC Analyst
Shell
05.2021 - 06.2022
- Actively participated in industry forums to stay current on emerging trends related to financial crime prevention efforts.
- Conducted comprehensive research on clients'' backgrounds, verifying identities and assessing risks for potential financial crimes.
- Provided guidance to junior team members, helping them grow their expertise in AML/KYC analysis techniques.
- Performed periodic reviews of existing client files, ensuring continued adherence to AML/KYC requirements.
- Streamlined onboarding processes for new clients, reducing turnaround time and improving client satisfaction.
- Maintained updated knowledge of relevant regulations and industry best practices to continuously improve AML/KYC processes.
AML Compliance Analyst
HSBC
02.2020 - 04.2021
- Enhanced AML compliance by conducting thorough investigations and risk assessments on potential clients.
- Enhanced overall efficiency of the Compliance department by automating manual processes where possible, leading to increased accuracy and reduced turnaround times.
- Participated in industry conferences and networking events, staying up-to-date on emerging trends within the AML compliance field.
- Worked closely with legal counsel to address any concerns or enforcement actions related to AML regulations, minimizing potential penalties or reputational damage.
- Provided guidance and support to team members, enabling them to effectively address complex AML-related issues.
- Streamlined the compliance process by developing and implementing new policies and procedures to ensure adherence to regulations.
Education
Bachelor of Science - Information Technology
American InterContinental University
10.2024
Skills
- Enhanced due diligence
- Suspicious activity reporting
- Legal research
- Transaction monitoring
- Anti-money laundering
- AML regulations
Timeline
AML Compliance Investigator
TDCJ
08.2023 - Current
AML/KYC Analyst
Shell
05.2021 - 06.2022
AML Compliance Analyst
HSBC
02.2020 - 04.2021
Bachelor of Science - Information Technology
American InterContinental University
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