ROSE E. SANCHEZ
Juneau,AK
Summary
Adaptable and driven professional with Private Banking and Government Accounting procedures experience. Also, a Detail-oriented Compliance Officer dedicated to improving policies and procedures bringing 16+ years of experience from the State of Alaska. Organized and dependable candidate successful at managing multiple priorities with a positive attitude, hardworking and driven quality-focused and proactive approach. Willingness to take on added responsibilities to meet team goals.
Overview
29
29
years of professional experience
Work History
Assistant Compliance Officer
State Of Alaska/ Treasury
Juneau, AK
12.2006 - 10.2023
Assistant Compliance Officer, Administrator
State of Alaska, Bloomberg
12.2006 - 10.2023
- Give access to Investment State officers to trade in Investments of purchase and sales, analyze funds through Bloomberg terminal
- Perform tests in Bloomberg that have been created by Compliance and run other reports on daily and monthly basis to ensure funds comply with policies approved by Alaska Retirement Management Board, as well as Commissioner of Revenue
- Make sure policies are being followed by both internal investment staff and external investment management contractors
- Assure timely notification and subsequent remedial action to minimize risk in investment portfolios
- Analyzing, identifying, and resolving compliance issues
- Monitor compliance implications for all new funds
- Communicate with other departmental staff to discuss with them any compliance issues
- Review and update compliance rules in Bloomberg
- Assist Senior Compliance Officer as needed with monthly reports prepared by them if when not in office at end of month
- Implemented improvement initiatives and developed compliance testing program to monitor and identify gaps in new and existing practices
- Developed and maintained compliance database, tracking all compliance activities and documents
- Reviewed, revised, and updated compliance policies and procedures to confirm continual compliance with applicable Guidelines
- Implemented corrective action plans for non-compliance issues
- Assisted with development of compliance objectives and strategies.
Investment Accountant
FirstBank Puerto Rico
San Juan, PR
02.1995 - 06.2006
- Years' experience private banking, with 11 years in the Investment area
- Bloomberg use and uploads
- Accounts reconciliations all ledger accounts
- Payables & Receivables
- Approve DTC purchases and sells of Investment Traders
- End month closing Journals entries
- Do all journals for trades, Repo, Reverse Repo, Swap Contracts, Cash transfers, Record Principal, and interest payments for GNMA Arm, FHLMC, FNMA, CMO, etc
- Contact Brokers in any differences
- Any assignments required by Investment Manager
- Handled day-to-day accounting processes to drive financial accuracy.
Education
MBA - Business Management
Sistema Universitario Ana G Mendez - Universidad Metropolitana
06.2003
BBA - Accounting and Business Management
Sistema Universitario Ana G Mendez - Universidad Del Este
07.1995
Skills
- Microsoft Office Accounts Payable Accounts Receivable Private Banking Accounting Bloomberg Admin Compliance
- Highlights
- Analytical
- Word, Excel, Power Point, Acrobat
- Bloomberg Terminal
Timeline
Assistant Compliance Officer
State Of Alaska/ Treasury
12.2006 - 10.2023
Assistant Compliance Officer, Administrator
State of Alaska, Bloomberg
12.2006 - 10.2023
Investment Accountant
FirstBank Puerto Rico
02.1995 - 06.2006
MBA - Business Management
Sistema Universitario Ana G Mendez - Universidad Metropolitana
BBA - Accounting and Business Management
Sistema Universitario Ana G Mendez - Universidad Del Este
Similar Profiles
Jonathan GunstromJonathan Gunstrom
Shore Maintenance Generalist at Alaska Marine Highway System, State Of AlaskaShore Maintenance Generalist at Alaska Marine Highway System, State Of Alaska
Enock KoomsonEnock Koomson
Ordinary Seaman at Alaska Marine Highway System, State Of AlaskaOrdinary Seaman at Alaska Marine Highway System, State Of Alaska
Alu AfolabiAlu Afolabi
Deckhand, Ordinary Seaman With RFPNW Rating at Alaska Marine Highway System, State Of AlaskaDeckhand, Ordinary Seaman With RFPNW Rating at Alaska Marine Highway System, State Of Alaska
Emma BusbyEmma Busby
Lead Barista at The Grind Coffee CompanyLead Barista at The Grind Coffee Company
Bernard Randolf Martin Yadao JrBernard Randolf Martin Yadao Jr
Rehabilitation Aide at SEARHCRehabilitation Aide at SEARHC