Overview

Work History

Education

Skills

Timeline

Awards

SARITA K

Overview

years of professional experience

Work History

Integration Specialist / Document Processor

&Partners

09.2024 - Current

Streamlined communication, reviewing contracts and other documents per guidelines between advisors and transition teams, resolving issues to minimize disruptions during the transfer process.
Onboarded clients, providing support and integration to business partners to facilitate seamless transitions of financial advisors' client books, ensuring accuracy and efficiency.
Coordinated on-site visits with transition consultants and conducted document review, including relevancy, issue coding, and redaction, while managing daily reporting to monitor transition progress.
Performed quality control activities for document review and reporting.
Delivered platform training to financial advisors, improving proficiency in advisory platforms, account management systems, and client contact tools.

Business Supplier Consultant / Risk Analyst

Wells Fargo

02.2024 - 07.2024

Performed enhanced due diligence activities, specifically focused on the assessment and review of high-risk customers per established guidelines.
Drafted clear, concise summaries identifying customer risks, associated mitigating factors, and provided overall comfort rationale with final recommendations for customer retainability.
Reviewed internal systems to identify deficiencies and presented findings to lines of business, supporting remediation plans and compliance initiatives.
Researched strategies and developed action plans to establish effective processes while ensuring adherence to performance metrics and policy expectations.
Updated daily reports for Technology Dynamic Evaluation and reviewed risk activity documentation to ensure compliance, exercising independent judgment on moderate risk deliverables.
Presented recommendations to develop, implement, and monitor strategic approaches for business performance improvement and risk mitigation.
Facilitated escalation with third parties regarding contractual obligations, including audits, insurance, and background checks.
Supported high-complexity transaction processing and developed resolution approaches aligned with risk acknowledgment and remediation requirements.
Maintained current knowledge of the external regulatory environment, continuously assessing and reporting on real and potential impacts to business operations.

Project Analyst (Non-IT) / Treasury Management Specialist

US Bank

03.2023 - 10.2023

Led processing and completion tracking during new merger transitions with Union Bank, providing cash management services for wires, ACH batches, CD’s, credit cards, and transfers.
Supported Treasury team initiatives including process improvement and policy/procedure development.
Successfully managed onboarding for Small Business and Commercial clients, completing training within two months.
Demonstrated learning agility by closing 110+ tickets in three months, monitoring counterparty risk, and meeting deliverables.
Facilitated integration between client systems and platforms by gathering requirements, liaising with technical teams, overseeing implementation support.
Delivered treasury management onboarding and integration services, ensuring client satisfaction and retention.

Universal Banker / Support Specialist

PNC Bank

09.2021 - 03.2023

Key contributor during the PNC-BBVA merger, integrating seamlessly within a month.
Conducted research and analysis of loan requirements, independently managing discussions with partners.
Collected and reviewed borrower documentation, prepared loan packages, and supported risk-mitigation design.
Developed strategies to drive customer retention, maintained compliance across complex documentation, and mentored peers on risk monitoring.
Ensured accurate recordkeeping and policy compliance while supporting daily operations and business expansion.

Attendance Sec / Analyst

Rockwood MO

11.2020 - 09.2021

Utilized Workday HCM reporting tools to track HR claims data, ensuring compliance with policies and legal standards.
Created custom reports to monitor KPIs related to compliance and claims processing.
Supported HRIS team by troubleshooting technical issues and ensuring transaction compliance.
Delivered advanced technical support and audit compliance through analysis of customer issues.

Assistant Team Lead

H&R Block

12.2019 - 04.2020

Analyzed data quality reports and proposed process improvements based on findings.
Responded to non-standard requests, collaborated cross-functionally, and escalated complex cases to SMEs.
Supported implementation of new procedures while ensuring compliance with SLAs.
Partnered with HR, Legal, and business teams to streamline processes and maintain compliance.

Compliance Consultant

Krish Tech

01.2015 - 04.2018

Delivered innovative solutions to compliance and process issues, contributing to overall efficiency improvements.
Gathered requirements, identified process weaknesses, and recommended enhancements.
Collaborated with product managers and business teams to manage regulatory compliance updates.
Monitored, evaluated, and reported on projects, effectively communicating risks and resolutions.
Ensured regulatory compliance while enhancing customer experience and operational efficiency.