Shelly Bair
Mason,MI
Summary
Compliance professional with robust background in regulatory frameworks and compliance strategy implementation. Known for meticulous attention to detail and strong commitment to maintaining ethical standards. Collaborative team player, adaptable to changing environments, with expertise in risk management and regulatory compliance.
Overview
15
15
years of professional experience
1
1
Certification
Work History
Senior Compliance Analyst
Jackson
Lansing MI
02.2010 - Current
- Enhanced regulatory compliance by developing and implementing comprehensive policies and procedures.
- Participated in the development of various risk management tools and resources designed to facilitate a more proactive approach to compliance monitoring and enforcement.
- Conducted thorough investigations to address potential violations of regulations, resulting in reduced penalties and fines.
- Assisted in drafting responses to inquiries from regulators or law enforcement agencies concerning specific cases or general operational matters, ensuring accurate and timely submission.
- Prepared documentation and records for upcoming audits and inspections.
- Collected detailed notes on investigations and other communication to adhere to legal requirements and enhance recordkeeping.
Education
High School Diploma -
Mason High School
Mason, MISkills
- Regulatory expertise
- Legal research
- Documentation review
- Attention to detail
- Compliance monitoring
- Documentation skills
- Organizational skills
- Effective communication
Certification
FINRA Series 6
Timeline
Senior Compliance Analyst
Jackson
02.2010 - Current
High School Diploma -
Mason High School