
Multi-talented Customer Service professional, adept at problem-solving and conflict resolution. Expert in case documentation and compliance, successfully managing caseloads while enhancing operational efficiency. Recognized for strong organizational skills and effective communication, ensuring timely responses and positive outcomes for clients.
• Processed a wide range of mutual fund transactions, including new account setups, purchases, redemptions, exchanges, and account maintenance while meeting accuracy and productivity standards.
• Responded to inbound calls from shareholders, institutional clients, and broker/dealers, providing clear guidance on account activity and mutual fund?related questions.
• Analyzed and corrected transactions, including trade cancellations, account updates, and pricing?related adjustments.
• Supported conversion and liquidation activities, ensuring data accuracy throughout each process.
• Researched and resolved shareholder requests in accordance with SEC, STA, and internal policy requirements.
• Explained investment concepts to callers, including:
• What mutual funds are and why investors may choose them
• How mutual fund performance is evaluated
• Portfolio holdings and how they relate to a fund's objectives
• The differences among IRA types and how they function
10-12 Front Line Service Providers (FLSP).
Problem-solving
Case management
Time management
Case documentation
Organization and multitasking
Documentation and reporting
Conflict resolution
Decision-making
Email and telephone etiquette
Critical thinking
Documentation proficiency
MS office