Dexter Scanzon
Greater Seattle Area,WA
Summary
I am committed to lifelong learning and overcoming adversity. I have a fervent desire to learn and grow in my understanding of finances, wealth management, and the global economy. I seek opportunities to learn new skills through mentorship, career development, and education. I take pride in helping others, going above and beyond to exceed expectations and build lasting relationships. I perform well under pressure and thrive in fast-paced work environments.
Overview
4
4
years of professional experience
1
1
Certification
Work History
Registered Client Service Associate/Practice Manager
Ameriprise Financial Services, LLC
Seattle, WA
09.2025 - 02.2026
- Executed all responsibilities of previous job title and additional tasks.
- Managed client requests, money movements, and trades (approximately 50+ per week)
- Constructed and curated client portfolios utilizing diverse trading and investment platforms. (Portfolios ranging from $5k to $500k)
- Processed client RMD distributions, contributions, conversions, and rollovers for several hundred clients.
- Conducted insurance policy reprojections and coordinated with diverse teams and third parties for modifications to life insurance policies and annuity contracts.
- Established relationships with new clients and guided them through account onboarding procedures.
- Revised financial plans and utilized planning software to equip advisors with resources for client meetings.
- Oversaw estate settlement and navigated complex processes.
- Facilitated training of junior advisor joining the team.
Client Service Associate/Practice Manager
Ameriprise Financial Services, LLC
Seattle, WA
10.2024 - 08.2025
- Facilitated money movements for clients on behalf of advisors.
- Opened new brokerage and managed (discretionary) accounts for clients.
- Created biweekly reports to monitor cash concentrations across more than 1000 client accounts.
- Oversaw and monitored opportunity pipeline for the team.
- Implemented tools to enhance efficiency including online scheduling, collaborative files, and AI note-taking.
- Achieved complete licensing and registration during non-working hours (series 7 and 66).
Relationship Banker
JPMorgan Chase Bank, N.A.
Mukilteo, WA/Mill Creek, WA
07.2022 - 09.2024
- In-person meetings with 3-10 clients each day.
- My goal was to help clients with their initial need(s), while also trying to discover what is most important to them financially.
- Worked closely with a team of experts including a financial advisor, home lending advisor, business relationship manager, and private client banker.
- Got to know clients, their goals, and their finances, to understand the best way I could help them reach those goals and make banking easier.
- Connected clients who had specific needs with the right specialist/partner to offer personalized advice, leading to deepened relationships.
- Maintained quarterly contact with existing clients, while making 10+ calls daily to existing and prospective clients with new opportunities.
- Followed strict controls and security procedures to ensure the safety of clients, their assets, and the employees and assets of the bank.
- Worked with a multitude of back-office teams to perform maintenance on new and existing complex accounts, making sure our clients get the highest level of service.
Education
Bachelor of Business Administration - Finance
University of Washington Bothell
06-2022
Cascadia College
Bothell, WA12-2019
Diploma -
Bothell High School
Bothell, WA12-2019
Skills
- Client Relations
- Experience with CRM Software
- Highly Organized and Disciplined
- Strong Written and Verbal Communication
- Microsoft Office
- Portfolio Construction
- Investment Analysis
- Financial Planning
- Sales
- Teamwork
- Open-minded
- Responsive to Feedback
Certification
Securities Industry Essentials (SIE) FINRA August 2022
Series 63 NASAA September 2022
Series 6 FINRA September 2022
Series 7 FINRA February 2025
Series 66 NASAA August 2025
Life, Variable Life & Variable Annuity Office of the Insurance Commissioner Washington State October 2022
Notary Public Washington State Department of Licensing
Timeline
Registered Client Service Associate/Practice Manager
Ameriprise Financial Services, LLC
09.2025 - 02.2026
Client Service Associate/Practice Manager
Ameriprise Financial Services, LLC
10.2024 - 08.2025
Relationship Banker
JPMorgan Chase Bank, N.A.
07.2022 - 09.2024
Bachelor of Business Administration - Finance
University of Washington Bothell
Cascadia College
Diploma -
Bothell High School