Mohit Vaidya

- Manage and lead a team of more than 15+ members based in the US and India on key business process and ITGC cycles

- Own engagement lifecycle activities such as engagement acceptance, independence, resourcing, budgeting and client billing

- Lead interactions with senior leadership to present on complex IT audit issues and recommendations on further strengthening internal controls environment

- Report directly to partners on client deliverables and draft proposals for future work opportunities in the area of systems audit

- Provide constructive feedback and inputs to the HR is hiring and firing of team members on a periodic basis

- Build strategy and plan use if with using digital automation and AI tools to bring efficiencies in audit

- Create detailed audit plans and help cross-functional teams with project management activities

- Manage multiple assurance engagements such as SOX, SOC 1 and AUP simultaneously

- Coached more than 10+ team members on testing of complex ITGC's and IT Dependencies

- Assisted in creating project plans and resourcing on the various audit cycles

- Developed strong client and internal team relationships by communicating effectively on audit status and requirements

- Trained 2 team members on digital tools and attained budget efficiencies by saving time and costs on manual time consuming audit tasks

- Ensured the audit deliverables are of high quality and comply with regulatory frameworks such as SOX and internal PwC policies

- Supported seniors during an internal peer review of audit files and ensured a clean opinion on areas of worked managed as a senior

- Worked with multiple managers and managed expectations of different engagements seamlessly

- Field in charge of ITGC audits of SAP and other customized and non-ERP Applications covering areas of IT governance, access management, change management, IT operations as well as automated controls testing.

- Coached and trained multiple team members on different audit tasks and internal PwC tools

- Reported directly to managers and directors on audit status and issues as a senior

- Evaluated SOC 1 Type 2 report as per the relevant US GAAP/IFRS standards as well as ITGC/ITAC Comfort memos issued by PwC network firms.

- Conducted audit of the Robotic Process Automation (RPA) process implemented and Cybersecurity controls at various clients.

- Assisted in the ITGC Audit of one of the biggest banks in Australia and lead teams consisting of 2-3 members on two other engagements while working on the PwC Australia virtual secondment.

- Enhanced efficiency by supporting staff in operational tasks thereby allowing them to greater focus on key areas of audit

- Effectively lead Financial statement audits of various companies across industries in the final year of my internship.

- Assisted in Internal Audit, ICFR assignments and Forensic Audits. Tax audits and return filing of companies & individuals.